Broker Check
Sean Caplen

Sean Caplen

Senior Vice President, Investments

Sean began his career at Raymond James & Associates where he spent eight years working for a Barron’s top ranked team. In 2018, Sean decided to move his practice to National Holdings Corporation where he could properly assist his clients in meeting their objectives and long-term goals. His practice focuses on helping high-net-worth individuals, families, family offices, nonprofit organizations, and endowments by developing strategies for the complexities which often accompany substantial wealth.

Sean graduated from Florida Atlantic University with a Bachelor’s degree in International Business & Trade. He holds a Series 7, 66, and Life, Health and Annuity licenses. He resides in Delray Beach with his wife, Marcia, and two dogs. Sean enjoys playing golf, traveling, and spending time with family and friends.

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